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Financial services law & regulation books

See below for a selection of the latest books from Financial services law & regulation category. Presented with a red border are the Financial services law & regulation books that have been lovingly read and reviewed by the experts at Lovereading.

With expert reading recommendations made by people with a passion for books and some unique features Lovereading will help you find great Financial services law & regulation books and those from many more genres to read that will keep you inspired and entertained. And it's all free!


Recently Published

Consumer Credit Law and Practice - A Guide by Dennis Rosenthal, Graham Haxton-Bernard Consumer Credit Law and Practice - A Guide
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A new edition of Dennis Rosenthal's Consumer Credit Law and Practice - A Guide is always an event to be welcomed by the busy practitioner... In all this welter of regulation, there is a great need for a work which...
Format: Hardback - Released: 31/01/2018

Brexit and Financial Services Law and Policy by Catherine Barnard, Eilis Ferran, Niamh Moloney Brexit and Financial Services Law and Policy
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This timely book examines the legal and regulatory implications of Brexit for financial services. The UK's withdrawal from the EU is likely to have significant market, political, and policy consequences for the UK financial system, for the single market and...
Format: Hardback - Released: 11/01/2018

Market Abuse Regulation Commentary and Annotated Guide by Marco (Pennsylvania State University and Bocconi University) Ventoruzzo Market Abuse Regulation Commentary and Annotated Guide

This book provides an analysis of the legal and practical implications of the Market Abuse Regulation which took effect in member states in July 2016, written by leading scholars from a number of European jurisdictions.
Format: Hardback - Released: 23/11/2017

US Regulation for Asset Managers outside the United States by Jack Murphy US Regulation for Asset Managers outside the United States

This new edition covers all aspects of US regulation that affect investment management firms, broker dealers and their advisers outside the United States. This encompasses not only SEC regulation, but also CFTC and ERISA aspects, and the text will also...
Format: Paperback - Released: 31/08/2017

Consumer Financial Services Complaints and Compensation A Guide for the Financial Services Market by Adam Samuel Consumer Financial Services Complaints and Compensation A Guide for the Financial Services Market

This fully revised new edition examines the compliance and redress regime for mis-selling, administration and claims problems with a practical emphasis on complaint handling, It is an easy to use guide to the complaints sourcebook for the smaller IFA. For...
Format: Paperback - Released: 24/07/2017

The Triumph, Tragedy and Lost Legacy of James M Landis A Life on Fire by Justin O'Brien The Triumph, Tragedy and Lost Legacy of James M Landis A Life on Fire

James M Landis is known for his seminal contribution to the creation of the modern system of market regulation in the USA. This book explains for the first time how and why, shortly before his early death, Landis abandoned his...
Format: Paperback - Released: 23/02/2017

Easy Prey Investors Why Broken Safety Nets Threaten Your Wealth by Al Rosen, Mark Rosen Easy Prey Investors Why Broken Safety Nets Threaten Your Wealth
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How obsolete court decisions, lawmaker inaction, and conflicted self-regulators are facilitating the theft of wealth and retirement savings in Canada.
Format: Hardback - Released: 06/02/2017

A Practitioner's Guide to the Law and Regulation of Market Abuse by Karen Anderson, Jenny Stainsby, Mark Bardell A Practitioner's Guide to the Law and Regulation of Market Abuse
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A Practitioner s Guide to the Law and Regulation of Market Abuse covers all aspects of the law and regulation relating to market abuse in the UK. The focus of the book is to explain how the market abuse regime...
Format: Paperback - Released: 09/12/2016

Coming Soon

Financial Services Law by George (Professor of International Financial Law, Queen Mary University of London) Walker Financial Services Law
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The most comprehensive single-volume practitioner work on financial regulation, the fourth edition of Financial Services Law includes new chapters on individual liability, consumer credit and enforcement, and covers all of the key developments including CRD IV, Insolvency II and MiFID...
Format: Hardback - Released: 08/03/2018

Butterworths Securities and Financial Services Law Handbook by Deborah A Sabalot Butterworths Securities and Financial Services Law Handbook


Format: Paperback - Released: 20/03/2018

Other books in this genre

Contemporary Issues In The Post-crisis Regulatory Landscape by Imad A. Moosa Contemporary Issues In The Post-crisis Regulatory Landscape

The book deals with contemporary issues in financial regulation, given the post-crisis regulatory landscape. The major idea put forward is that rampant corruption and fraud in the financial sector provide the main justification for financial regulation.
Format: Hardback - Released: 18/10/2016

Lexcel Financial Management and Business Planning Toolkit, 2nd edition Practice Management Standards by The Law Society Lexcel Financial Management and Business Planning Toolkit, 2nd edition Practice Management Standards

Financial management and business planning are essential to a profitable business. This invaluable Toolkit helps you to implement effective management and planning procedures that are tailored to your firm needs.
Format: Mixed media product - Released: 14/10/2016

Principles of Financial Regulation by John (Hogan Lovells Professor of Law and Finance, University of Oxford) Armour, Daniel (Associate Professor of Law and F Awrey Principles of Financial Regulation
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Examining the subject from a holistic and multidisciplinary perspective, Principles of Financial Regulation considers the underlying policies and the objectives of financial regulation.
Format: Paperback - Released: 28/07/2016

Principles of Financial Regulation by John (Hogan Lovells Professor of Law and Finance, University of Oxford) Armour, Daniel (Associate Professor of Law and F Awrey Principles of Financial Regulation
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Examining the subject from a holistic and multidisciplinary perspective, Principles of Financial Regulation considers the underlying policies and the objectives of financial regulation.
Format: Hardback - Released: 28/07/2016

Individual Conduct and Accountability A Practical Guide for Financial Services Firms by Jane Walshe Individual Conduct and Accountability A Practical Guide for Financial Services Firms

This title gives detailed and practical guidance on the new rules governing the conduct and behaviour of individuals in financial institutions, from obtaining approval through to supervision, enforcement and liability. Separate chapters will deal with different classes of individual, and...
Format: Paperback - Released: 31/05/2016

Law, Bubbles and Financial Regulation by Erik F. Gerding Law, Bubbles and Financial Regulation

Financial regulation can fail when it is needed the most. The dynamics of asset price bubbles weaken financial regulation just as financial markets begin to overheat and the risk of crisis spikes. At the same time, the failure of financial...
Format: Paperback - Released: 09/05/2016

Bank Resolution and Crisis Management Law and Practice by Simon (Partner, Clifford Chance) Gleeson, Randall (Partner, Davis Polk & Wardwell LLP) Guynn Bank Resolution and Crisis Management Law and Practice
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The only comprehensive and practical guide to the new resolution regimes and strategies for resolving banks, including coverage of the UK, European, U.S. and international frameworks. Providing expert analysis of the new resolution regimes and strategies, the work explains the...
Format: Hardback - Released: 31/03/2016

Financial Services Regulation in Practice by Simon Morris Financial Services Regulation in Practice

This new work provides real insight into the practical, legal, and policy issues affecting all dealing with the post-crisis regulatory environment, making it an essential reference for understanding the regulatory agenda as well as advising on compliance and enforcement in...
Format: Hardback - Released: 25/02/2016

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