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The Treatment by C. L. Taylor Read the opening extract of the brand new C. L. Taylor book before its publication on 19/10/2017

Financial services law & regulation books

See below for a selection of the latest books from Financial services law & regulation category. Presented with a red border are the Financial services law & regulation books that have been lovingly read and reviewed by the experts at Lovereading.

With expert reading recommendations made by people with a passion for books and some unique features Lovereading will help you find great Financial services law & regulation books and those from many more genres to read that will keep you inspired and entertained. And it's all free!


Recently Published

Consumer Financial Services Complaints and Compensation A Guide for the Financial Services Market by Adam Samuel Consumer Financial Services Complaints and Compensation A Guide for the Financial Services Market


Format: Paperback - Released: 31/07/2017

The Triumph, Tragedy and Lost Legacy of James M Landis A Life on Fire by Justin O'Brien The Triumph, Tragedy and Lost Legacy of James M Landis A Life on Fire

James M Landis is known for his seminal contribution to the creation of the modern system of market regulation in the USA. This book explains for the first time how and why, shortly before his early death, Landis abandoned his...
Format: Paperback - Released: 23/02/2017

Easy Prey Investors Why Broken Safety Nets Threaten Your Wealth by Al Rosen, Mark Rosen Easy Prey Investors Why Broken Safety Nets Threaten Your Wealth
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Over the past twenty-five years, a series of actions, omissions, and failures by Canada's lawmakers and the purported gatekeepers of investors' rights have left Canadians' investments, pensions, and retirement savings at greater risk. Bodies such as provincial securities commissions have...
Format: Hardback - Released: 06/02/2017

A Practitioner's Guide to the Law and Regulation of Market Abuse by Karen Anderson, Jenny Stainsby, Mark Bardell A Practitioner's Guide to the Law and Regulation of Market Abuse
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A Practitioner s Guide to the Law and Regulation of Market Abuse covers all aspects of the law and regulation relating to market abuse in the UK. The focus of the book is to explain how the market abuse regime...
Format: Paperback - Released: 09/12/2016

Contemporary Issues in the Post-Crisis Regulatory Landscape by Imad A. Moosa Contemporary Issues in the Post-Crisis Regulatory Landscape

The book deals with contemporary issues in financial regulation, given the post-crisis regulatory landscape. The major idea put forward is that rampant corruption and fraud in the financial sector provide the main justification for financial regulation.
Format: Hardback - Released: 18/10/2016

Lexcel Financial Management and Business Planning Toolkit, 2nd edition Practice Management Standards by The Law Society Lexcel Financial Management and Business Planning Toolkit, 2nd edition Practice Management Standards

Financial management and business planning are essential to a profitable business. This invaluable Toolkit helps you to implement effective management and planning procedures that are tailored to your firm needs.
Format: Mixed media product - Released: 14/10/2016

Contemporary Issues In The Post-crisis Regulatory Landscape by Imad A Moosa Contemporary Issues In The Post-crisis Regulatory Landscape


Format: eBook - Released: 14/10/2016

Principles of Financial Regulation by John (Hogan Lovells Professor of Law and Finance, University of Oxford) Armour, Daniel (Associate Professor of Law and F Awrey Principles of Financial Regulation
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Examining the subject from a holistic and multidisciplinary perspective, Principles of Financial Regulation considers the underlying policies and the objectives of financial regulation.
Format: Hardback - Released: 28/07/2016

Other books in this genre

Principles of Financial Regulation by John (Hogan Lovells Professor of Law and Finance, University of Oxford) Armour, Daniel (Associate Professor of Law and F Awrey Principles of Financial Regulation
, ,
Examining the subject from a holistic and multidisciplinary perspective, Principles of Financial Regulation considers the underlying policies and the objectives of financial regulation.
Format: Paperback - Released: 28/07/2016

Individual Conduct and Accountability A Practical Guide for Financial Services Firms by Jane Walshe Individual Conduct and Accountability A Practical Guide for Financial Services Firms

This title gives detailed and practical guidance on the new rules governing the conduct and behaviour of individuals in financial institutions, from obtaining approval through to supervision, enforcement and liability. Separate chapters will deal with different classes of individual, and...
Format: Paperback - Released: 31/05/2016

Law, Bubbles and Financial Regulation by Erik F. Gerding Law, Bubbles and Financial Regulation

Financial regulation can fail when it is needed the most. The dynamics of asset price bubbles weaken financial regulation just as financial markets begin to overheat and the risk of crisis spikes. At the same time, the failure of financial...
Format: Paperback - Released: 09/05/2016

A Practitioner's Guide to Authorised Investment Funds by Charlotte Hill A Practitioner's Guide to Authorised Investment Funds

A Practitioner's Guide to Authorised Investment Funds is a complete practitioner's guide to fund management practice, explaining the law and regulation governing the setting up, launching, marketing and operation of all major types of authorised fund vehicle. The text takes...
Format: Paperback - Released: 30/04/2016

Financial Services Regulation in Practice by Simon Morris Financial Services Regulation in Practice

This new work provides real insight into the practical, legal, and policy issues affecting all dealing with the post-crisis regulatory environment, making it an essential reference for understanding the regulatory agenda as well as advising on compliance and enforcement in...
Format: Hardback - Released: 14/04/2016

Bank Resolution and Crisis Management Law and Practice by Simon Gleeson, Randall Guynn Bank Resolution and Crisis Management Law and Practice
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The only comprehensive and practical guide to the new resolution regimes and strategies for resolving banks, including coverage of the UK, European, U.S. and international frameworks. Providing expert analysis of the new resolution regimes and strategies, the work explains the...
Format: Hardback - Released: 07/04/2016

Resolution and Insolvency of Banks and Financial Institutions by Michael Schillig Resolution and Insolvency of Banks and Financial Institutions

The book discusses the legal mechanisms available in the EU and the United States to deal with banks and other financial institutions that are in financial distress. It analyses the impact of the Bank Recovery and Resolution Directive looking at...
Format: Hardback - Released: 10/03/2016

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