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Capital markets & securities law & regulation books

See below for a selection of the latest books from Capital markets & securities law & regulation category. Presented with a red border are the Capital markets & securities law & regulation books that have been lovingly read and reviewed by the experts at Lovereading.

With expert reading recommendations made by people with a passion for books and some unique features Lovereading will help you find great Capital markets & securities law & regulation books and those from many more genres to read that will keep you inspired and entertained. And it's all free!


Recently Published

The Law of Securities Regulation by Thomas Hazen The Law of Securities Regulation

Revised to reflect the SEC's the Dodd-Frank and JOBS Acts as well as recent Supreme Court and other case law developments, this Hornbook is totally up to date. It is a comprehensive secondary source for the study of Securities Regulation....
Format: Hardback - Released: 24/04/2018

Securities Regulation, Cases and Materials by Thomas Hazen Securities Regulation, Cases and Materials

Covers recent developments in the courts and SEC rulemaking, including 1933 Act registration and broker-dealer regulation developments such as FINRA. In addition to the leading cases and SEC developments, the casebook includes explanatory material to guide the student through this...
Format: Hardback - Released: 17/04/2018

Capital Markets Union in Europe by Danny (Professor of Financial Law, Radboud University, Nijmegen) Busch Capital Markets Union in Europe
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Capital Markets Union in Europe analyses the legal and economic aspects of the plans for a Capital Markets Union (CMU) in Europe, which will have a major impact on financial markets and institutions both in the region and beyond.
Format: Hardback - Released: 15/03/2018

Securities Regulation, Selected Statutes, Rules and Forms, 2018 Edition by Thomas Hazen Securities Regulation, Selected Statutes, Rules and Forms, 2018 Edition

Selections in the book include the text of basic federal securities laws, related Securities and Exchange Commission (SEC) rules and forms, and other selected related laws and regulations. It is designed as a supplement to securities regulation texts used in...
Format: Paperback - Released: 30/01/2018

The Law on Financial Derivatives by Alastair Hudson The Law on Financial Derivatives

The Law on Financial Derivatives offers you an extensive analysis and explanation of the legal and regulatory principles underlying over-the-counter (OTC) derivatives in the UK. Drawing together concepts from many areas of law - including contract, tort, trusts and private...
Format: Hardback - Released: 06/12/2017

Market Abuse Regulation in South Africa, the United States of America and the United Kingdom by Howard Chitimira Market Abuse Regulation in South Africa, the United States of America and the United Kingdom


Format: Hardback - Released: 28/11/2017

Securities Litigation and Enforcement, Cases and Materials by Donna Nagy, Richard Painter, Margaret Sachs Securities Litigation and Enforcement, Cases and Materials
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Focuses on federal securities litigation and enforcement, an area of law that encompasses private litigation, Securities & Exchange Commission enforcement, criminal enforcement by the Department of Justice, and securities arbitration. The fourth edition incorporates developments since 2011.
Format: Hardback - Released: 30/09/2017

Securities Regulation Statutory Supplement, 2017 Edition by Stephen Choi, Adam Pritchard Securities Regulation Statutory Supplement, 2017 Edition
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This statutory supplement includes the most widely referenced statutory sections, rules, and forms, from the Securities Act of 1933, the Securities Exchange Act of 1934, the Sarbanes-Oxley Act and changes from the JOBS Act.
Format: Paperback - Released: 30/07/2017

Coming Soon

Broker-Dealer Regulation in a Nutshell by Thomas Hazen Broker-Dealer Regulation in a Nutshell

This title is designed to provide an introduction and overview of broker-dealer regulation in the securities markets. It covers broker-dealer front office and back office issues as well as market regulation generally. It gives you an understanding of basic concepts...
Format: Paperback - Released: 11/05/2018

Securities Regulation in a Nutshell by Thomas Hazen Securities Regulation in a Nutshell

This title will help you acquire an understanding of the basic content and organisation of federal and state securities law. It provides a summary of an intricate regulatory system. An authoritative summary, it covers the essential background and current status...
Format: Paperback - Released: 11/05/2018

The Law of Hedge Funds - A Global Perspective by Dale Gabbert The Law of Hedge Funds - A Global Perspective

The Law of Hedge Funds covers all the relevant legal aspects involved, including choice of jurisdiction and vehicle, service providers, prime brokerage, fund directors, the regulatory environment in the UK, the EU and the USA, marketing in various different jurisdictions,...
Format: Hardback - Released: 22/05/2018

The Oxford Handbook of Law, Regulation and Technology by Professor Roger (Professor of Law, King's College London) Brownsword The Oxford Handbook of Law, Regulation and Technology
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The variety, pace, and power of technological innovations that have emerged in the 21st Century has been breathtaking. Examining the insights of leading scholars of law, technology, and regulation, this handbook underpins the legal, ethical, and social implications of rapid...
Format: Paperback - Released: 15/06/2018

Other books in this genre

The Oxford Handbook of Law, Regulation and Technology by Professor Roger (Professor of Law, King's College London) Brownsword The Oxford Handbook of Law, Regulation and Technology
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The variety, pace, and power of technological innovations that have emerged in the 21st Century has been breathtaking. Examining the insights of leading scholars of law, technology, and regulation, this handbook underpins the legal, ethical, and social implications of rapid...
Format: Hardback - Released: 20/07/2017

Principles of Securities Regulation, Revised by Thomas Hazen Principles of Securities Regulation, Revised

Includes the most recent developments in securities regulation, including the JOBS Act. Authoritative coverage includes the registration process; exemptions; corporate recapitalizations, reorganizations, and mergers; market manipulation; liabilities; Securities Exchange Act of 1934; jurisdictional aspects; broker-dealer regulation and an overview of...
Format: Paperback - Released: 30/06/2017

Federal Securities Laws Selected Statutes, Rules and Forms by John C., Jr. Coffee, Hillary Sale, M. Henderson Federal Securities Laws Selected Statutes, Rules and Forms
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Serves as a federal securities laws supplement, providing selected statutes, rules, and forms. It is the most complete supplement available and is regularly updated and revised. Contents include the Securities Act of 1933, Security Exchange Act of 1934, Investment Company...
Format: Paperback - Released: 30/06/2017

Securities Regulation, Cases and Materials by Thomas Hazen Securities Regulation, Cases and Materials

Problem supplement for use with Hazen's Securities Regulation: Cases and Materials, Ninth Edition.
Format: Paperback - Released: 30/04/2017

European Capital Markets Law by Rudiger Veil European Capital Markets Law

European capital markets law has developed rapidly in recent years. The former directives have been replaced by regulations and numerous implementing legal acts aimed at ensuring a level playing field across the EU. The financial crisis has given further impetus...
Format: Paperback - Released: 06/04/2017

Securities Regulation, Selected Statutes, Rules and Forms 2017 Edition by Thomas Hazen Securities Regulation, Selected Statutes, Rules and Forms 2017 Edition

Selections in the book include the text of basic federal securities laws, related Securities and Exchange Commission (SEC) rules and forms, and other selected related laws and regulations. It is designed as a supplement to securities regulation texts used in...
Format: Paperback - Released: 28/02/2017

Regulation of the EU Financial Markets MiFID II and MiFIR by Danny (Professor of Financial Law, University of Nijmegen, The Netherlands) Busch Regulation of the EU Financial Markets MiFID II and MiFIR
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A comprehensive reference guide to the Markets in Financial Instruments Directive II (MiFID II), combining theoretical and practical perspectives to cover all aspects of this important legislation.
Format: Hardback - Released: 29/12/2016

Hollington on Shareholders' Rights by Robin, QC Hollington Hollington on Shareholders' Rights
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This new edition of Shareholders' Rights provides guidance for readers on the statutory remedies for the protection of minority shareholders with coverage/guidance also of articles of association and shareholders' agreements; the fiduciary duties of directors; restrictions on the power of...
Format: Hardback - Released: 09/12/2016

Wasting a Crisis Why Securities Regulation Fails by Paul G. Mahoney Wasting a Crisis Why Securities Regulation Fails

The recent financial crisis led to sweeping reforms that inspired countless references to the financial reforms of the New Deal. Comparable to the reforms of the New Deal in both scope and scale, the 2,300-page Dodd-Frank Act of 2010 the...
Format: Paperback - Released: 22/11/2016

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