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The Treatment by C. L. Taylor Read the opening extract of the brand new C. L. Taylor book before its publication on 19/10/2017

Capital markets & securities law & regulation books

See below for a selection of the latest books from Capital markets & securities law & regulation category. Presented with a red border are the Capital markets & securities law & regulation books that have been lovingly read and reviewed by the experts at Lovereading.

With expert reading recommendations made by people with a passion for books and some unique features Lovereading will help you find great Capital markets & securities law & regulation books and those from many more genres to read that will keep you inspired and entertained. And it's all free!


Recently Published

Securities Regulation Statutory Supplement, 2017 Edition by Stephen Choi, Adam Pritchard Securities Regulation Statutory Supplement, 2017 Edition
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This statutory supplement includes the most widely referenced statutory sections, rules, and forms, from the Securities Act of 1933, the Securities Exchange Act of 1934, the Sarbanes-Oxley Act and changes from the JOBS Act.
Format: Paperback - Released: 30/07/2017

The Oxford Handbook of Law, Regulation and Technology by Professor Roger Brownsword The Oxford Handbook of Law, Regulation and Technology

The variety, pace, and power of technological innovations that have emerged in the 21st Century has been breathtaking. Examining the insights of leading scholars of law, technology, and regulation, this handbook underpins the legal, ethical, and social implications of rapid...
Format: Hardback - Released: 20/07/2017

Principles of Securities Regulation by Thomas Hazen Principles of Securities Regulation

This title includes the most recent developments in securities regulation in an accessible format, including the JOBS Act. Authoritative coverage includes the registration process; exemptions; corporate recapitalizations, reorganizations, and mergers; market manipulation; liabilities; Securities Exchange Act of 1934; jurisdictional aspects;...
Format: Paperback - Released: 30/06/2017

Federal Securities Laws Selected Statutes, Rules and Forms by John C., Jr. Coffee, Hillary Sale, M. Henderson Federal Securities Laws Selected Statutes, Rules and Forms
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This volume serves as a federal securities laws supplement, providing selected statutes, rules, and forms. It is the most complete supplement available and is regularly updated and revised. Contents include the Securities Act of 1933, Security Exchange Act of 1934,...
Format: Paperback - Released: 30/06/2017

Broker-Dealer Regulation in a Nutshell by Thomas Hazen Broker-Dealer Regulation in a Nutshell

Provides an introduction to broker-dealer regulation in the securities markets. It covers broker-dealer front office and back office issues as well as market regulation generally. It gives an understanding of basic concepts and the underlying regulatory scheme, providing an explanation...
Format: Paperback - Released: 30/06/2017

Securities Regulation, Cases and Materials by Thomas Hazen Securities Regulation, Cases and Materials

Problem supplement for use with Hazen's Securities Regulation: Cases and Materials, Ninth Edition.
Format: Paperback - Released: 30/04/2017

European Capital Markets Law by Rudiger Veil European Capital Markets Law

European capital markets law has developed rapidly in recent years. The former directives have been replaced by regulations and numerous implementing legal acts aimed at ensuring a level playing field across the EU. The financial crisis has given further impetus...
Format: Paperback - Released: 06/04/2017

Securities Regulation, Selected Statutes, Rules and Forms by Thomas Hazen Securities Regulation, Selected Statutes, Rules and Forms

Selections in the book include the text of basic federal securities laws, related Securities and Exchange Commission (SEC) rules and forms, and other selected related laws and regulations. It is designed as a supplement to securities regulation texts used in...
Format: Paperback - Released: 28/02/2017

Other books in this genre

Regulation of the EU Financial Markets by Danny Busch Regulation of the EU Financial Markets

A comprehensive reference guide to the Markets in Financial Instruments Directive II (MiFID II), combining theoretical and practical perspectives to cover all aspects of this important legislation.
Format: Hardback - Released: 26/01/2017

Principles of Securities Regulation by Thomas Hazen Principles of Securities Regulation

This title includes the most recent developments in securities regulation in an accessible format, including the JOBS Act. Authoritative coverage includes the registration process; exemptions; corporate recapitalizations, reorganizations, and mergers; market manipulation; liabilities; Securities Exchange Act of 1934; jurisdictional aspects;...
Format: Paperback - Released: 30/12/2016

Hollington on Shareholders' Rights by Robin, QC Hollington Hollington on Shareholders' Rights
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This new edition of Shareholders? Rights provides guidance for readers on the statutory remedies for the protection of minority shareholders with coverage/guidance also of articles of association and shareholders' agreements; the fiduciary duties of directors; restrictions on the power of...
Format: Hardback - Released: 09/12/2016

The Law of Securities Regulation by Thomas Hazen The Law of Securities Regulation

Revised to reflect the SEC's the Dodd-Frank and JOBS Acts as well as recent Supreme Court and other case law developments, this Hornbook is totally up to date. It is a comprehensive secondary source for the study of Securities Regulation....
Format: Hardback - Released: 30/11/2016

Wasting a Crisis Why Securities Regulation Fails by Paul G. Mahoney Wasting a Crisis Why Securities Regulation Fails

The recent financial crisis led to sweeping reforms that inspired countless references to the financial reforms of the New Deal. Comparable to the reforms of the New Deal in both scope and scale, the 2,300-page Dodd-Frank Act of 2010 the...
Format: Paperback - Released: 22/11/2016

Securities Regulation, Cases and Materials by Thomas Hazen Securities Regulation, Cases and Materials

Covers recent developments in the courts and SEC rulemaking, including 1933 Act registration and broker-dealer regulation developments such as FINRA. In addition to the leading cases and SEC developments, the casebook includes explanatory material to guide the student through this...
Format: Hardback - Released: 30/10/2016

Commercial Mortgage Loans and CMBS Developments in the European Market by Andrew V. Petersen Commercial Mortgage Loans and CMBS Developments in the European Market


Format: Hardback - Released: 21/10/2016

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