This title includes the most recent developments in securities regulation in an accessible format, including the JOBS Act. Authoritative coverage includes the registration process; exemptions; corporate recapitalizations, reorganizations, and mergers; market manipulation; liabilities; Securities Exchange Act of 1934; jurisdictional aspects; broker-dealer regulation and an overview of investment company regulation. This Revised 4th Edition updates the 4th Edition to include recent legal developments regarding insider trading and SEC administrative proceedings, as well as some editorial revisions.
| ISBN: | 9781683288299 |
| Publication date: | 30th June 2017 |
| Author: | Thomas Lee Hazen |
| Publisher: | Foundation Press an imprint of West Academic Publishing |
| Format: | Paperback |
| Pagination: | 526 pages |
| Series: | Concise Hornbook Series |
| Genres: |
Capital markets and securities law and regulation |